The introduction of the German Investor's Protection Improvement Act (Anlegerschutzverbesserungsgesetz, AnSVG) drastically increases the importance of legal compliance on the capital market.

The new legal requirements demand that every publicly traded company needs to provide one person or more responsible for the compliance with all rules and regulations related to a stock exchange listing. At cometis, we provide more than just advice regarding the creation of this position; we also help with the implementation of suitable compliance tools. Our objective is to keep your company up-to-date concerning the constant improvements in investor protection.

Our service portfolio

• Creation of a compliance manual
• Establishment of blackout periods for external communication
• Employee training
• Adjustment of existing manuals and enhancing of the compliance aspect
• Establishment of a committee to evaluate ad-hoc disclosures and details about insiders
• Definition of trading periods for the employees and the Board of Directors
• Development, management, and maintenance of a directory of insiders
• Advice on the internal documentation of insider activities
• Advice on consistent internal and external corporate communication
• Analysis and implementation of compliance structures in the internal organization
• Communication with and selection of attorneys

Through our online portal www.compliance-officer.de:

• Immediately usable and user-friendly insider directory
• Drafts for disclosing insider-related issues
• All relevant laws and exchange regulations at a glance
• Useful links and reference tips on the topic
• Important contacts to help you with implementing compliance